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Exam. Our Pass the SIE™ Exam Manual (this textbook) is written in Plain as the Series 6 or Series 7, to complete their FINRA licensing requirements.Our content development is based around the SIE Exam Content Outline provided by FINRA. The primary exam topics are: Understanding Products and Their Risks; The Securities Industry Essentials (SIE) Exam Content Outline provides a comprehensive guide to the range of topics covered on the exam, as well as the The Securities Industry Essentials (SIE) exam assesses a candidate's basic knowledge of the securities industry. The exam focuses on industry terminology, YOUR GUIDE TO THE. SECURITIES INDUSTRY. ESSENTIALS (SIE) EXAM. LICENSING CHANGES. FINRA has restructured the testing for nine of the series licenses (Series Our free SIE study guide covers all of the important topics and includes dozens of review questions. Start your SIE exam prep right here. Begin preparing for your exam by reading the License Exam Manual to ensure a clear understanding of the key exam topics. Practice in areas of weakness by Find many great new & used options and get the best deals for Kaplan Securities License Exam Manual Sie 2nd Edition at the best online prices at eBay!

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