Fca handbook listing rules

Securities admitted to trading on the Main Market must be listed in accordance with Chapter 17 of the Listing Rules of the UKLA in the FCA Handbook. For securities admitted to trading on the Professional Securities Market, the relevant chapter of the UKLA Listing Rules is Chapter 4. On 29 January 2016, the Financial Conduct Authority ("FCA") published an instrument which gives effect to a number of amendments to the Listing Rules… Rules published by the Financial Conduct Authority and contained in the Listing Rules sourcebook which is part of the FCA Handbook. They lay down minimum requirements for the admission of securities to listing, the content, scrutiny and publication of listing particulars, and the continuing obligations of issuers after admission. The FCA's Handbook Notice No. 84 (the Handbook Notice) was published on 29 January 2021 and contains, among other things, new rules which make changes to the FCA's Listing Rules sourcebook (LR). These are intended to create a more proportionate listing regime for open-ended investment companies (OEICs) in standard, rather than premium, listing. Listing Rules and Disclosure Guidance and Transparency Rules (Diversity and Inclusion) Instrument 2022 ; FCA 2022/6 : 2.1 This Handbook Notice describes the changes to the FCA Handbook and other material made by the FCA Board under its legislative and other statutory powers on 24 March 2022, 22 April 2022 and 28 April 2022. Where relevant listing rules fca handbook glossary download listing rules fca handbook glossary read online a. these rules apply to i… The UK Listing Review was followed by the FCA's 'Primary Markets Effectiveness Review' consultation paper in July 2021. As a result, certain changes to rules relating to SPAC listings, such as the removal of automatic suspension of trading upon the announcement of a business combination, were introduced in August 2021. Our Listing Rules from 1966 to January 2000 (also known as 'Admission of Securities to Quotations' or 'Admission of Securities to Listing'). are available on CD-ROM on request. To order the CDs, please contact the Listing Transactions Administration via email, at ltadmin@fca.org.uk with the subject line 'Historic Listing Rules'. Listing Rules. Chapter 9 of the FCA's Listing Rules requires UK and overseas investment companies, with a premium listing on the Main Market of the London Stock Exchange, to make a 'comply or explain' statement in relation to the UK Code . It also contains other corporate governance requirements. In addition, chapter 15 of the Listing Rules The Official List is maintained by the FCA in accordance with the requirements of Part VI FSMA 2000 and the Listing Rules. The Official List is the definitive record of whether a company's Yet our Listing Rules set specific benchmarks that companies need to meet to be admitted to the official list. At the moment, the FCA sets the quality criteria. Most notably this involves proof of a three-year revenue track record, but also a requirement that revenue growth is representative of the business. On 29 January 2016, the Financial Conduct Authority ("FCA") published an instrument which gives effect to a number of amendments to the Listing Rules and Disclosure and Transparency Rules. European Union: FCA Handbook: Listing Rules And Disclosure And Transparency Rules (Miscellaneous Amendments Instrument 2016 (FCA 2016/6) On 29 January 2016, the Financial Conduct Authority ("FCA") published an inst